Compliance Officer

About the role

Join a dynamic independent investment firm as a Compliance Officer, supporting regulatory compliance across multiple jurisdictions.

Key responsibilities

• Prepare and conduct internal compliance trainings.
• Coordinate with external legal and compliance providers.
• Prepare annual filings, including ADV filings for the SEC unit.
• Support audits from FINMA, SEC and Canadian regulators.
• Maintain KYC files, client database, policies and agreement templates.
• Ensure internal controls are completed within deadlines.

Required profile

• Minimum 2 years of relevant experience in a bank, asset manager or audit environment.
• Legal degree is a plus.
• Ability to work independently and as a team player in a demanding, small‑team setting.
• Strong organizational skills, attention to detail and ability to work under pressure.
• High level of confidentiality and integrity.

Required skills

• Proficiency with Microsoft Office tools.

What we offer

• Young, dynamic, multinational team across several Swiss locations.
• Diverse compliance tasks and training on FINMA, SEC and Canadian regulations.
• Opportunity to grow within a successful, expanding firm.