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New Client Onboarding Manager

Swissquote · Gland

Senior 🇬🇧 English
KYC/AML FINMA AMLA CDB

Job description

About the role

Swissquote's Business Risk Management (BRM) function oversees client onboarding, periodic reviews and ongoing lifecycle controls, working with front-office teams, Compliance and Legal. As Associate Director for New Client Onboarding, you will lead the end-to-end onboarding of corporate and institutional clients across Gland and Zurich, ensuring regulatory compliance, accuracy and service level targets. You report to the Vice-Director and Deputy Head of BRM and oversee team operations and people management.

Key responsibilities

  • Lead the operational and people management of the New Client Onboarding team, fostering a high-performance culture.
  • Oversee end-to-end onboarding workflows, ensuring strict adherence to regulatory requirements, data accuracy and service level commitments.
  • Drive transformation initiatives for process optimization, productivity gains and continuous improvement.
  • Exercise independent judgment on complex or novel cases, escalating appropriately and guiding the team.
  • Partner with Institutional Sales, Compliance and Legal to support sustainable business growth while upholding risk and regulatory standards.
  • Take part in client or prospect meetings when needed.
  • Contribute to recruitment and performance management, and coach and mentor team members.

Required profile

  • Minimum 5-7 years' track record in client onboarding, KYC/AML or compliance operations in financial services.
  • Previous leadership or team-lead experience is a strong advantage.
  • Strong knowledge of Swiss regulatory requirements (FINMA, AMLA, CDB) and onboarding due diligence standards.
  • Good understanding of client onboarding processes and risk classification.
  • Ability to handle multiple tasks in a deadline-driven, high-volume environment.
  • Excellent communication and presentation skills in English and French; German is an advantage.

Questions fréquentes

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Source : ats:smartrecruiters

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Published 1 week ago

Expires 1 month from now

14 views · 0 interested

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Swissquote

Gland